Winterset stockbrokers fined after selling risky securities to Bridges Financial customers
According to federal regulators, David Legrange and Laura Barnes sold bonds from a company that disclosed a "substantial ...
The Daily Hodl6d
SEC Charges Crypto Trading Firm Cumberland With Operating as an Unregistered Securities Dealer
The U.S. Securities and Exchange Commission (SEC) is suing Chicago-based crypto trading firm Cumberland for allegedly ...
Bitnomial Exchange Preemptively Sues SEC Over Alleged Enforcement Conflict With CFTC
"This is about future contracts and who has jurisdiction over the trading of futures contracts," said Matthew F. Kluchenek, a ...
CoinDesk6d
Bitnomial Exchange Sues U.S. SEC, Alleging Regulatory Overreach
Sign up for State of Crypto, our weekly newsletter examining the intersection of cryptocurrency and government ...
What Is Kraken? How It Works, How It Stands Out, and Issues
Kraken is a popular cryptocurrency exchange that launched in 2013. The exchange is one of the top ten in the world by trading ...
SEC Enforcements Highlight Risk of Noncompliance—Gone Are 'You Pay Your Money and Takes Your Chance' Days in the U.S.
SEC concerns over the influence of large investors on the securities markets have manifested a robust sweep of enforcement ...
The securities trends of 2024 so far
Roger E. Barton of Barton LLP discusses notable securities litigation decisions as well as gradually developing trends in ...
KTAR News3d
Scottsdale investment adviser’s license revoked in securities fraud case
The Arizona Corporation Commission revoked a Scottsdale man’s investment adviser license last week as part of a securities ...
Starbucks Corporation Is Being Sued For Violating Securities Laws And Affected Shareholders Are Urged To Reach Out To The Schall Law Firm
Starbucks Corporation Is Being Sued For Violating Securities Laws And Affected Shareholders Are Urged To Reach Out To The Schall Law Firm ...
EV startup Fisker faces probe by US securities regulator
The U.S. Securities and Exchange Commission is investigating Fisker and has sent multiple subpoenas to the bankrupt EV maker, ...
Athens man arrested for hacking Securities and Exchange Commission’s X account
Eric Council Jr. used a SIM card swap to hack the Securities and Exchange Commission's X account in January. On Thursday, he ...
Cryptopolitan on MSN2d
Coinbase presses U.S. Court to compel SEC to release crypto classification documents
Coinbase has filed a motion with the US District Court for the District of Colombia, wanting the Securities and Exchanges ...