In 'Deal Mode': CFTC Chair Pushes for Quick Compliance Settlements
Acting Commodity Futures Trading Commission Chair Caroline Pham is inviting companies with open compliance investigations to ...
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The CFTC’s New Advisory on Self-Reporting, Cooperation and Remediation
In an advisory announced February 25, 2025, the Division of Enforcement of the Commodity Futures Trading Commission (CFTC or ...
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New CFTC Cooperation, Self-Reporting, and Remediation Enforcement Advisory Introduces Major Changes
The Commodity Futures Trading Commission's ("CFTC") new enforcement advisory introduces several major changes in policy and a matrix helping ...
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CFTC Advisory on Self-Reporting, Cooperation and Remediation: A Game-Changer for the Industry
This week, the CFTC released an Enforcement Advisory setting forth concrete guidelines for self-reporting, cooperation and ...
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CFTC Issues Enforcement Advisory Adopting New Approach for Consideration of Self-Reporting, Cooperation, and Remediation
On February 25th, the Commodity Futures Trading Commission (CFTC or Commission) adopted a new approach for how the Division ...
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CFTC Enforcement Division Releases Mitigation Credit Matrix for Self-Reporting, Cooperation, and Remediation
On February 25, 2025, the Commodity Futures Trading Commission (CFTC) signaled a shift in its enforcement approach by releasing new guidance on ...
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CFTC’s Division of Enforcement Issues New Advisory on Self-Reporting, Cooperation and Remediation
AT A GLANCE - New guidance on self-reporting, cooperation, and remediation was recently released by the Commodity Futures ...
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New CFTC Advisory Incentivizes Self-Reporting, Cooperation, and Remediation
The Advisory sets out factors that the Enforcement Division will use to rate self-reporting and cooperation. This rating places a company ...